Designed To Safeguard Investor Assets
At LakeView Asset Management, LLC the structure of our client brokerage and custodial relationships are designed to safeguard investor assets, prevent the unauthorized use of client funds and avert the transmission of fraudulent information. By utilizing SAS to provide custodial services for our clients, we strongly believe that we can assure those clients that:
All transactions are brokered and cleared through an unaffiliated broker-dealer which is a member of FINRA/SIPC
All clients receive a separate brokerage statement from an unaffiliated broker-dealer which is independent from client analyses produced by LakeView Asset Management, LLC
All clients have access to their accounts on a real time basis through internet access providing the highest level of instant transparency
LakeView Asset Management, LLC can only transact securities and charge a client account for our contractual fees. All other requests for disbursement of funds must be made by the client directly by personal check or request to Scottrade Advisor Services.
Note from Scottrade Advisor Services
Note from Scottrade Advisor Services: Scottrade is a registered broker-dealer, and is not affiliated with any advisor(s) whose name(s) appear(s) on this web site. Scottrade neither endorses nor recommends any particular advisor or investment strategy. “LAKEVIEW ASSET MANAGEMENT, LLC” provides investment advisory services to your account. Scottrade has agreements with “LAKEVIEW ASSET MANAGEMENT, LLC” under which Scottrade provides “LAKEVIEW ASSET MANAGEMENT, LLC” with services related to your account. Scottrade does not review the “LAKEVIEW ASSET MANAGEMENT, LLC” web site and makes no representation regarding content of the web site. The information contained on the “LAKEVIEW ASSET MANAGEMENT, LLC” web site should not be considered to be either a recommendation by Scottrade or a solicitation to purchase or sell securities.